Corporate Client Group

Home | About Us | Contact Us | Site Map | Privacy


Our goal in the Executive Financial Services Department is to address the wide-ranging needs of corporate executives and holders of concentrated positions through our Transaction, Legal and Advisory Services Teams. EFS’ dedicated and experienced professionals help Financial Advisors develop strategies for using those positions to generate income and cash flow, preserve existing wealth and transfer wealth to family or charitable interests.
		Transaction Services Morgan Stanley Smith Barney has a history of focus and consistent market leadership in providing specialized services for corporate executives. Frequent changes in securities laws magnify the need for experience in regulatory matters. Our Transaction Services team can provide timely, up-to-date answers to deal with fast-changing marketplace conditions. Click here to learn more. Our Transaction Services team, complemented by our Special Equities Transaction Group (SETG), approves and executes control and restricted stock transactions, using Morgan Stanley Smith Barney’s Institutional trading platform. Legal Services Our experienced attorneys play an important role working with the Advisory Services team to assist in framing solutions to client needs and addressing attendant legal issues. This team provides Financial Advisors and clients with a resource for understanding current regulations, as well as anticipating legislative and regulatory changes and their potential impact on client transactions. Advisory Services This team works with Financial Advisors and clients to understand the needs of corporate executives and holders of concentrated positions to provide tailored planning strategies that capitalize on Morgan Stanley Smith Barney’s best-in-class wealth management platform.

For additional questions on our corporate services please click here to send us an e-mail.


www.smithbarney.com Morgan Stanley Smith Barney LLC and its affiliates do not provide tax or legal advice. To the extent that this material or any attachment concerns tax matters, it is not intended to be used and cannot be used by a taxpayer for the purpose of avoiding penalties that may be imposed by law. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor.		Privacy, Business Continuity for U.S. Customers